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Return on Statutory Liquid Assets for the
Quarter ended March/June/September/December,
20…..
(See Section 29 B of the National Housing Bank Act, 1987 and paragraph
44(1) of the Housing Finance Companies (NHB) Directions, 2010 )
1.
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Name of the Company
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2.
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Company Code
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3.
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Address of the Registered Office
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PIN
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Phone Nos.
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Fax No.
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e-mail address
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4.
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Address of the Corporate/ Head Office
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PIN
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Phone Nos.
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Fax No.
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e-mail address
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5.
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Status of registration with NHB in terms of section 29A
of the National Housing Bank Act, 1987:
i) Number and date of Certificate of Registration if
issued by NHB
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ii) If not
registered, indicate whether the application submitted for registration is
rejected/ pending
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Part A
Details of Public Deposits and Maintenance of
Liquid Assets
I. Details of Public Deposits outstanding as at
the end of preceding second quarter i.e. March/June/September/December 20
(Please see Note 1 below):
Sr.No.
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Particulars
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Item Code
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Amount
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1.
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Deposits
received from public in the form of Fixed Deposits, Recurring Deposits etc.
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111
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2.
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(i)
Deposits received from shareholders by a Public Limited Company
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112
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(ii)
Deposits received from Joint shareholders other than the first named
shareholder by a Private Limited Company
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113
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3.
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(i) Money
received by issue of Non-convertible unsecured debentures (please see Note 2
below)
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114
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(ii) Any
other type of public deposits
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115
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4.
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Total (
111 to 115)
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100
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II . Details of Liquid Assets maintained:
1.
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Minimum amount of liquid assets required to be invested
in unencumbered approved securities at ____ % of public deposits shown
against item code 100 above
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121
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2.
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Minimum amount of total liquid assets required to be
maintained in form of unencumbered approved securities together with other
specified forms of liquid assets at ____ % of public deposits shown against
item code 100 above
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122
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3.
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Liquid assets actually maintained :
A.
Unencumbered approved securities
[details
to be furnished as per Annex 1]
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123
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B. In term deposits or certificates of deposits with
scheduled banks
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124
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C. In
deposits with NHB
[details
of B and C to be furnished as per Annex 2]
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125
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D.
In bonds issued by NHB
[details
to be furnished as per Annex 4]
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126
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Total (123 to 126)
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120
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4.
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(a)Name of the designated bank and address where the
securities are lodged [details to be furnished as per Annex 3)
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(b) Amount of securities lodged
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(i) Book Value
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126
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(ii) Market Value
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127
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Indicate whether
the company has maintained the required level of liquid assets on a daily
basis during the quarter
A. in
unencumbered approved securities (please tick)
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Yes
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No
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B. on total basis (i.e. investment in unencumbered
approved securities together with other specified forms of liquid assets)
(please tick)
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Yes
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No
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If not, indicate the date wise position of the
shortfall during the quarter [as per Annexure 5]
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5.
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(a)Whether the requirement of SLR was complied with
during the last quarter? (please tick)
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Yes
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No
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(b)If not, whether demand for penal interest was made
by NHB? (please tick)
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Yes
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No
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(c) If yes,
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(i) amount
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128
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(ii) date of payment thereof
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129
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Part B
Information regarding compliance of the
Housing Finance Companies (NHB) Directions, 2010
1.
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Net owned fund (as per the last audited balance sheet
of the company)
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131
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2.
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Capital Adequacy Ratio (as per the last audited balance
sheet of the company)
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132
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3.
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Credit rating :
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(i) Rating assigned
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133
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(ii) Date of rating
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134
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(iii) Name of the Rating Agency
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135
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(iv) Whether any change has occurred since the last
rating (Please furnish details separately)
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136
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4.
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Public deposits outstanding as at the close of business
on the date of commencement of the Housing Finance Companies(NHB) Directions,
2010
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137
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5.
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Quantum of excess public deposits held, if any, by the
company as on the date of commencement of the Housing Finance Companies (NHB)
Directions, 2010
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138
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6.
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Public Deposits outstanding as on date of this return
(i.e. last working day of the quarter to which this return relates)
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139
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7.
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Quantum of public deposits permissible as per the provisions
of the Housing Finance Companies (NHB) Directions, 2010 as on date of this
return
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140
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8.
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Quantum of excess public deposits remaining to be
regularised on the date of this return
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141
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9.
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Deposits accepted during the quarter under reference
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142
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10.
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Deposits renewed during the quarter under reference
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143
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11.
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Deposits matured but remained unpaid/ not renewed as on
the date of this return
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(a) No. of accounts
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144
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(b) Amount
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145
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12.
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Of 11 above, those where orders of authorised officer
of National Housing Bank have been received
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(a) No. of accounts
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146
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(b) Amount
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147
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13.
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(a) Steps taken/being taken to regularise the excess public
deposits within the time frame permitted under the Directions (please furnish
details in a separate statement)
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(b) Steps taken to comply with orders of authorised
officer of National Housing Bank
(please furnish details in a separate statement) |
Part C
Information relating to opening and closing
of branches/offices for collection of deposits
(a) List of branches/offices opened:
Name and
address of the branches/offices
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Date of
opening
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Reference
No. and date of communication to NHB
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Remarks
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(b) List of branches/offices closed:
Name and address of the branches/ offices
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Date of publicity
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Date of closing
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Reference No. and date of communication to NHB
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Remarks
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We declare that the above information is true and correct.
Place:
Date: Name and signature of the authorized official
NOTE:
1. For the purpose of this return, assets should be maintained on daily
basis and should relate to the public deposit liabilities (including interest
accrued thereon) as defined in paragraph 2 (1)(y) of the Housing Finance
Companies (NHB) Directions, 2010 as on the last working day of the second
preceding quarter. For example, the liquid assets to be maintained on each day
during the quarter ended 30th June 2010 (i.e. 1.4.2010 to 30.6.2010) should
relate to the public deposit liabilities as at the close of business on the
last working day of the quarter ended 31st December 2009.
2. The non-convertible unsecured debentures/bonds (other than those
subscribed by banks and FIs) including interest accrued thereon should be
included under this item.
3. The return shall be submitted within fifteen days from the last day of
the respective quarter.
Annexure - 1
List of approved securities held towards
liquid assets requirement
Sr. No.
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Name of
the security
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Amount (at
market value or carrying cost as the case may be)
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Interest
collection dates
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Annexure - 2
List of deposits held with scheduled
commercial banks or with National Housing Bank
(Rsin lakhs)
Sr. No.
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Name of
the bank
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Address of the bank's branch
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Amount
(including interest accrued)
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Annexure - 3
Name and address of designated bank(s)
Sr. No.
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Name of
the bank
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Name of
the branch and address
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Remarks
(Reference no. of letters of information to NHB)
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Annexure - 4
Details of investment in bonds issued by
National Housing Bank*
Serial no.
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Description
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Amount
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Interest
collection dates
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*Other than those already included in approved securities (Annexure - 1)
Annexure – 5
Details of shortfall in maintenance of liquid
assets
A. Shortfall in approved securities
(Rs in lakhs)
Date
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Amount
required to be maintained
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Amount
actually maintained
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Shortfall
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From
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To
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No. of
days
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B. Shortfall in total liquid assets (i.e.
approved securities taken together with other permissible forms of liquid
assets)
(Rs in lakhs)
Date
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Amount
required to be maintained
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Amount
actually maintained
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Shortfall
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From
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To
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No. of
days
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